DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David E Hammond
Feed of 09/15/2026
At current firm
8 y
since Nov 9, 2017
In the industry
16 y
since Dec 3, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Navy Federal Investment Services, LLC BD affiliated currentsince Nov 9, 2017 · Temecula, Ca
- Cuso Financial Services, L.P. formerApr 7, 2015 to Oct 31, 2017 · San Diego, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 14, 2012 to Apr 16, 2015 · Poway, Ca
- Chase Investment Services Corp. formerJun 20, 2011 to Mar 5, 2012 · Murrieta, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 9, 2009 to Jun 7, 2011 · Temecula, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cuso Financial Services, L.P. to Navy Federal Investment Services, LLCleft Oct 31, 2017, registered Nov 9, 2017 (9 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cuso Financial Services, L.P.left Apr 16, 2015, registered Apr 7, 2015 (-9 days) · Other
- Chase Investment Services Corp. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 5, 2012, registered Mar 14, 2012 (9 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Chase Investment Services Corp.left Jun 7, 2011, registered Jun 20, 2011 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address