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Registered advisor
B••••••• J•••• B•••
Feed of 09/15/2026
At current firm
0 y
since Feb 13, 2026
In the industry
17 y
since Jun 1, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Kearns, Ut
- U••• B•••••• I••••••••• I••• formerJun 2, 2023 to Feb 13, 2026 · Salt Lake City, Ut
- C••• F•••••••• S•••••••• L••• formerJan 4, 2019 to Jun 1, 2023 · Salt Lake City, Ut
- K•• I••••••••• S••••••• L•• BD affiliatedMar 23, 2015 to Nov 23, 2018 · Tooele, Ut
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- C••• F•••••••• S•••••••• L••• to U••• B•••••• I••••••••• I•••left Jun 1, 2023, registered Jun 2, 2023 (1 days) · Affiliated broker-dealer or bank to another
- K•• I••••••••• S••••••• L•• to C••• F•••••••• S•••••••• L•••left Nov 23, 2018, registered Jan 4, 2019 (42 days) · Affiliated broker-dealer or bank to another
Signals
- B••••••• J•••• B••• left C••• F•••••••• S•••••••• L••• for U••• B•••••• I••••••••• I••• (registered 2023-06-02)Jun 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address