DFX Intelligence
RIA Intelligence
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Registered advisor
A••• M•••••• G•••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
8 y
since Jan 10, 2018
In the industry
16 y
since Oct 28, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Jan 10, 2018 · Plano, Tx
- T• A••••••••• I••• formerNov 27, 2012 to Jan 11, 2018 · Portland, Or
- T• A••••••••• I••••••••• M••••••••• L•• formerNov 27, 2012 to Jan 11, 2018 · Portland, Or
- P••••••• • C•••••• formerOct 30, 2009 to Nov 13, 2012 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 11, 2018, registered Nov 27, 2012 (-1871 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to F••••• I•••••••••left Jan 11, 2018, registered Jan 10, 2018 (-1 days) · Other
- P••••••• • C•••••• to T• A••••••••• I•••left Nov 13, 2012, registered Nov 27, 2012 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address