DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas M Formhals
Feed of 09/14/2026
Also filed as Tom Formhals
At current firm
9 y
since Aug 11, 2017
In the industry
16 y
since Jan 27, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Belpointe Asset Management LLC independent RIA currentsince Aug 11, 2017 · Fuguay Varina, Nc
- Tuttle Capital Management, LLC asset managerDec 17, 2014 to Aug 3, 2015 · Fairfax, Va
- Tuttle Wealth Management, LLC formerAug 6, 2012 to Jan 27, 2016 · Oak Hill, Va
- Trustmont Advisory Group, Inc. BD affiliatedJan 4, 2012 to Jul 31, 2012 · Greensburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- Tuttle Wealth Management, LLC to Tuttle Capital Management, LLCleft Jan 27, 2016, registered Dec 17, 2014 (-406 days) · Other
- Tuttle Capital Management, LLC to Belpointe Asset Management LLCleft Aug 3, 2015, registered Aug 11, 2017 (739 days) · Other · moved with a team
- Trustmont Advisory Group, Inc. to Tuttle Wealth Management, LLCleft Jul 31, 2012, registered Aug 6, 2012 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address