RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• E••••••••• L••••
- T•• A•••••••• I••• BD affiliated currentsince Sep 8, 2025 · Summit, Nj
- C••••••• F•••••••• S•••••• C••••••••• formerNov 4, 2019 to Jan 16, 2025 · Centennial, Co
- R•• W••••• M••••••••• L•• unclassifiedApr 30, 2013 to May 1, 2019 · Gurnee, Il
- C••••••• F•••••••• S•••••• C••••••••• to T•• A•••••••• I•••left Jan 16, 2025, registered Sep 8, 2025 (235 days) · Other
- R•• W••••• M••••••••• L•• to C••••••• F•••••••• S•••••• C•••••••••left May 1, 2019, registered Nov 4, 2019 (187 days) · Other
- E•••• E••••••••• L•••• left C••••••• F•••••••• S•••••• C••••••••• for T•• A•••••••• I••• (registered 2025-09-08)Jan 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address