DFX Intelligence
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Registered advisor
G••••• S•••••• W••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
9 y
since Dec 8, 2016
In the industry
20 y
since May 1, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G••• W•••• W••••• M••••••••• state registered currentsince Dec 8, 2016 · Forest Hilll, Md
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAFeb 6, 2015 to Sep 30, 2016 · Blue Bell, Pa
- C•••••••• F•••••••• G••••• L•• unclassifiedMar 26, 2010 to Jul 18, 2013 · Wyncote, Pa
Moves
a registration end followed by a registration begin elsewhere
- M••••• O• O•••• I••••••• S•••••••• I••• to G••• W•••• W••••• M•••••••••left Sep 30, 2016, registered Dec 8, 2016 (69 days) · Other
- C•••••••• F•••••••• G••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••left Jul 18, 2013, registered Feb 6, 2015 (568 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address