D•••• W•••••••••

• C••••••••• F•••••••• independent RIA current
  since Sep 18, 2026 · Columbia, Mo
• C••••••••• F•••••••• independent RIA current
  since Sep 18, 2026 · Columbia, Mo
• S•••••• W••••• P•••••••• L•• BD affiliated current
  since Apr 4, 2016 · Flagstaff, Az
• S•••••• W••••• P•••••••• L•• BD affiliated
  Apr 4, 2016 to Sep 21, 2026 · Sedona, Az
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Apr 14, 2016 · Sedona, Az
• C•••• I••••••••• S••••••• C•••• former
  Jul 6, 2011 to Oct 1, 2012 · Sedona, Az

• S•••••• W••••• P•••••••• L•• to C••••••••• F••••••••
  left Sep 21, 2026, registered Sep 18, 2026 (-3 days) · Affiliated broker-dealer or bank to independent RIA
• J••• M••••• S••••••••• L•• to S•••••• W••••• P•••••••• L••
  left Apr 14, 2016, registered Apr 4, 2016 (-10 days) · Other
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

• ••• Locked
  Sep 21, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address