DFX Intelligence
RIA Intelligence
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Registered advisor
R•••• E•••• H••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R•••• H••••••••
At current firm
3 y
since Jun 27, 2023
In the industry
16 y
since Nov 1, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jun 27, 2023 · Westlake, Tx
- F••••• I••••••••• independent RIAMay 28, 2021 to Jun 12, 2023 · Plano, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 6, 2012 to Dec 31, 2020 · Fort Worth, Tx
- T• A••••••••• I••• formerAug 6, 2012 to Jan 11, 2021 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••• I••••••••• to C•••••• S••••• • C••• I•••left Jun 12, 2023, registered Jun 27, 2023 (15 days) · RIA to affiliated broker-dealer or bank
- T• A••••••••• I••• to F••••• I•••••••••left Jan 11, 2021, registered May 28, 2021 (137 days) · Other · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Aug 6, 2012 (-3069 days) · corporate re-registration, not a move
Signals
- R•••• E•••• H•••••••• left F••••• I••••••••• for C•••••• S••••• • C••• I••• (registered 2023-06-27)Jun 12, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address