RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L•••••
- L••• independent RIA currentsince Jan 2, 2025 · Los Angeles, Ca
- U••••• C•••••• F•••••••• A••••••• independent RIADec 7, 2015 to Jul 13, 2022 · Los Altos, Ca
- B•••••• C•••••• M••••••••• I••• formerMay 19, 2015 to Dec 7, 2015 · Los Altos, Ca
- U••••• C•••••• F•••••••• A••••••• to L•••left Jul 13, 2022, registered Jan 2, 2025 (904 days) · Affiliated broker-dealer or bank to independent RIA
- B•••••• C•••••• M••••••••• I••• to U••••• C•••••• F•••••••• A•••••••left Dec 7, 2015, registered Dec 7, 2015 (0 days) · Other
- J•••• L••••• left U••••• C•••••• F•••••••• A••••••• for Lido (registered 2025-01-02)Jul 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address