RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• A••••• C•••
- S••••• H•••• A••••••• state registered currentsince Jul 7, 2022 · Abilene, Tx
- W•••••• M•••••• A•••••••• I••• independent RIAJun 6, 2018 to Nov 27, 2018 · Abilene, Tx
- C••••• A•••• M••••••••• I••• formerApr 6, 2010 to Jul 23, 2018
- C••••• A•••• M••••••••• I••• formerDec 23, 2009 to Dec 31, 2009
- W•••••• M•••••• A•••••••• I••• to S••••• H•••• A•••••••left Nov 27, 2018, registered Jul 7, 2022 (1318 days) · RIA to a state-registered adviser
- C••••• A•••• M••••••••• I••• to W•••••• M•••••• A•••••••• I•••left Jul 23, 2018, registered Jun 6, 2018 (-47 days) · RIA to RIA · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address