DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W•••••• M•••••• A•••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Apr 27, 2018 · 11 filings
SEC status approved since May 29, 2018
RAUM
$498M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$483M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$166M
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$498M as of Mar 31, 2026
Mar 27, 2019$268M then
HNW client RAUM$341M as of Mar 31, 2026
Mar 27, 2019$140M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 27, 20192 then
Employees (5.A)8 as of Mar 31, 2026
Mar 27, 20197 then
Private funds: no history
RAUM +13% over the last fiscal year+12% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $166MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 165derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $300,182derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.1%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$341M69%
- Individuals$142M29%
- Charitable organizations$10.3M2.1%
- Corporations and businesses$4.2M0.8%
- Individual clients
- 357reported
- HNW clients
- 137reported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 1,658reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••• D•••• B••••Certified Financial Planner, Personal Financial Specialist | Abilene, Tx | Jun 6, 2018 | 21 y | 4 |
| G•••••• J•••• O•••••• | Abilene, Tx | Aug 25, 2020 | 12 y | 0 |
| R••••• L• E••••Certified Financial Planner | Abilene, Tx | Dec 22, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D••••• A••••• C••• to S••••• H•••• A•••••••Nov 27, 2018 · RIA to a state-registered adviser
Joined, latest
- C••• D•••• B•••• from C••••• A•••• M••••••••• I•••Jun 6, 2018 · RIA to RIA
- D••••• A••••• C••• from C••••• A•••• M••••••••• I•••Jun 6, 2018 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C••••• A•••• M••••••••• I•••Jul 23, 2018
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• C•••• D•••• · President/Ceo/Ccocontrolsince 12/2017 · owns 75% or more
Related persons
Schedule D 7.A
- C••••• • B••••• P•••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Abilene, Tx · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Mar 31, 2026RAUM per registered advisor of $165,900,684 against a peer median of $55,731,856 (3254 comparable advisers, 100.0th percentile, 3.8 robust deviations)peers: independent wealth managers, $100M to $500M (3,254) · 100% percentile
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 494.0 to 1,658.0 (+236.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +5.0% (3687 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 494 to 1,658Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 2 to 3Mar 31, 2025 to Mar 31, 2026
- Charity clients · 3 to 4Mar 31, 2025 to Mar 31, 2026
- HNW clients · 132 to 137Mar 31, 2025 to Mar 31, 2026
- Individual clients · 352 to 357Mar 31, 2025 to Mar 31, 2026
- State-registered IARs · 2 to 3Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $441M to $498MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $307M to $341MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $123M to $142MMar 31, 2025 to Mar 31, 2026
- RAUM · $441M to $498MMar 31, 2025 to Mar 31, 2026
- Accounts · 527 to 494Apr 1, 2024 to Mar 31, 2025
- Charity clients · 4 to 3Apr 1, 2024 to Mar 31, 2025
- Corporate clients · 1 to 7Apr 1, 2024 to Mar 31, 2025
- HNW clients · 127 to 132Apr 1, 2024 to Mar 31, 2025
- Individual clients · 395 to 352Apr 1, 2024 to Mar 31, 2025
- Financial planning clients · 251-500 to 251-500Apr 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $397M to $441MApr 1, 2024 to Mar 31, 2025
- HNW RAUM · $262M to $307MApr 1, 2024 to Mar 31, 2025
- Individual RAUM · $126M to $123MApr 1, 2024 to Mar 31, 2025
- RAUM · $397M to $441MApr 1, 2024 to Mar 31, 2025
- Accounts · 529 to 527Oct 29, 2023 to Apr 1, 2024
- Business name · C••••• A•••• M••••••••• to W•••••• M•••••• A•••••••• I•••Oct 29, 2023 to Apr 1, 2024
- HNW clients · 117 to 127Oct 29, 2023 to Apr 1, 2024
- Individual clients · 407 to 395Oct 29, 2023 to Apr 1, 2024
- Discretionary RAUM · $358M to $397MOct 29, 2023 to Apr 1, 2024
- HNW RAUM · $228M to $262MOct 29, 2023 to Apr 1, 2024
- Individual RAUM · $122M to $126MOct 29, 2023 to Apr 1, 2024
- RAUM · $358M to $397MOct 29, 2023 to Apr 1, 2024
- Accounts · 526 to 529Mar 29, 2022 to Mar 29, 2023
- Advisory employees · 3 to 2Mar 29, 2022 to Mar 29, 2023
- Charity clients · 2 to 4Mar 29, 2022 to Mar 29, 2023
- Corporate clients · 2 to 1Mar 29, 2022 to Mar 29, 2023
- HNW clients · 110 to 117Mar 29, 2022 to Mar 29, 2023
- Individual clients · 412 to 407Mar 29, 2022 to Mar 29, 2023
- Employees · 10 to 8Mar 29, 2022 to Mar 29, 2023
- State-registered IARs · 3 to 2Mar 29, 2022 to Mar 29, 2023
- Discretionary RAUM · $420M to $358MMar 29, 2022 to Mar 29, 2023
- HNW RAUM · $251M to $228MMar 29, 2022 to Mar 29, 2023
- Individual RAUM · $166M to $122MMar 29, 2022 to Mar 29, 2023
- RAUM · $420M to $358MMar 29, 2022 to Mar 29, 2023
Signals
2 dated events
- C••••• A•••• M••••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 27, 2018 · Succession (Item 4) · fact
- C••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)Apr 27, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@williammadison.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 325-673-6171reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 325-675-5029reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-974-7979reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/williammadisonreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 325-673-6171reportedpublic record, Form ADV, Mar 31, 2026
- Team page
- WILLIAMMADISON.COM/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $166Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026