DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Eric N Kaleal

Cetera Investment Advisers LLCBD affiliatedMentor, Ohdual registrantIAPD 5734542

Feed of 09/14/2026

Also filed as Eric Nunzio Kaleal

At current firm

1 y

since Sep 5, 2025

In the industry

14 y

since Jun 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Sep 5, 2025 · Mentor, Oh
Avantax Advisory Services former
Jul 28, 2025 to Sep 5, 2025 · Dallas, Tx
Lighthouse Advisers, LLC unclassified
Jan 4, 2016 to Sep 10, 2025 · Mentor, Oh
LPL Financial LLC BD affiliated
Jan 20, 2015 to Jul 30, 2025 · Mentor, Oh
Wells Fargo Advisors wirehouse
Jul 9, 2012 to Jan 20, 2015 · Pepper Pike, Oh

Moves

a registration end followed by a registration begin elsewhere

Lighthouse Advisers, LLC to Avantax Advisory Services
left Sep 10, 2025, registered Jul 28, 2025 (-44 days) · Other
Avantax Advisory Services to Cetera Investment Advisers LLC
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
LPL Financial LLC to Lighthouse Advisers, LLC
left Jul 30, 2025, registered Jan 4, 2016 (-3495 days) · Other · moved with a team
Wells Fargo Advisors to LPL Financial LLC
left Jan 20, 2015, registered Jan 20, 2015 (0 days) · Other · moved with a team

Signals

Eric N Kaleal left Lighthouse Advisers, Llc for Avantax Advisory Services (registered 2025-07-28)
Sep 10, 2025 · Advisor changed firm · fact
Eric N Kaleal left Lpl Financial Llc for Lighthouse Advisers, Llc (registered 2016-01-04)
Jul 30, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address