DFX Intelligence
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Registered advisor
C•••••• M•••• H•••••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedDowners Grove, Ildual registrantIAPD 5737175
Feed of 09/14/2026
Also filed as C•••• M•••• S••••••••• M•••• S••••••••• H••••••••• M• H•••••••••
At current firm
7 y
since Oct 19, 2018
In the industry
16 y
since Jan 15, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 19, 2018 · Downers Grove, Il
- M••••• S•••••• wirehouseOct 17, 2011 to Oct 22, 2018 · Chicago, Il
- C•••• I••••••••• S••••••• C•••• formerAug 23, 2011 to Oct 20, 2011 · Lemont, Il
- E••••• J•••• national BDJan 20, 2010 to Jun 29, 2011 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 22, 2018, registered Oct 19, 2018 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C•••• I••••••••• S••••••• C•••• to M••••• S••••••left Oct 20, 2011, registered Oct 17, 2011 (-3 days) · Other
- E••••• J•••• to C•••• I••••••••• S••••••• C••••left Jun 29, 2011, registered Aug 23, 2011 (55 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address