RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• J••••• P•••••
- A•••• A••••••••• S••••••••• L•• independent RIA currentsince Aug 18, 2020 · Novi, Mi
- G••••••• L•• independent RIAJun 8, 2015 to Jul 13, 2020 · Bloomfield Hills, Mi
- G•• W••••• M••••••••• L•• unclassifiedAug 19, 2011 to May 14, 2015 · St.Clair Shores, Mi
- G••••••• L•• to A•••• A••••••••• S••••••••• L••left Jul 13, 2020, registered Aug 18, 2020 (36 days) · RIA to RIA
- G•• W••••• M••••••••• L•• to G••••••• L••left May 14, 2015, registered Jun 8, 2015 (25 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address