DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• A••• H•••••

F•••••••• S•••••••• L••state registeredRoseville, CaIA-onlyIAPD 5739850

Feed of 09/14/2026

Also filed as A••• H•••••

At current firm

1 y

since Oct 25, 2024

In the industry

16 y

since Mar 2, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••••••• S•••••••• L•• state registered current
since Oct 25, 2024 · Roseville, Ca
F•••••••• S••••••••• L•• unclassified
Apr 15, 2021 to Aug 24, 2025 · Roseville, Ca
F•••••••• S••••••••• L•• unclassified
Sep 10, 2018 to Jul 3, 2022 · Roseville, Ca
C••• I••••••••• A•••••••• I••• independent RIA
Dec 21, 2016 to Oct 5, 2018 · Stockbridge, Ga
C••• I••••••••• A•••••••• I••• independent RIA
Jan 16, 2013 to Jan 22, 2015 · Atlanta, Ga
C• W••••• M••••••••• L•• independent RIA
Aug 3, 2011 to Feb 22, 2012 · Schaumburg, Il
G••••• S••••••••• I••• former
Feb 7, 2011 to Jun 24, 2011 · Atlanta, Ga
Q•• F•••••••• L•• unclassified
Aug 3, 2010 to Feb 11, 2011 · Atlanta, Ga
F•••••••• S••••••••• L•• unclassified
Jul 28, 2010 to Nov 20, 2013 · Roseville, Ca

Moves

a registration end followed by a registration begin elsewhere

F•••••••• S••••••••• L•• to F•••••••• S•••••••• L••
left Aug 24, 2025, registered Oct 25, 2024 (-303 days) · Other · moved with a team
F•••••••• S••••••••• L•• to F•••••••• S••••••••• L••
left Jul 3, 2022, registered Apr 15, 2021 (-444 days) · Other · moved with a team
C••• I••••••••• A•••••••• I••• to F•••••••• S••••••••• L••
left Oct 5, 2018, registered Sep 10, 2018 (-25 days) · Other
F•••••••• S••••••••• L•• to Q•• F•••••••• L••
left Nov 20, 2013, registered Aug 3, 2010 (-1205 days) · Other
C• W••••• M••••••••• L•• to C••• I••••••••• A•••••••• I•••
left Feb 22, 2012, registered Jan 16, 2013 (329 days) · Other
G••••• S••••••••• I••• to C• W••••• M••••••••• L••
left Jun 24, 2011, registered Aug 3, 2011 (40 days) · Other
Q•• F•••••••• L•• to G••••• S••••••••• I•••
left Feb 11, 2011, registered Feb 7, 2011 (-4 days) · Other

Signals

J•••••• A••• H••••• left F•••••••• S••••••••• L•• for F•••••••• S•••••••• L•• (registered 2024-10-25)
Aug 24, 2025 · Advisor changed firm · fact
J•••••• A••• H••••• left F•••••••• S••••••••• L•• for F•••••••• S••••••••• L•• (registered 2021-04-15)
Jul 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address