RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• C••• H•••••
- W•••• F•••• A••••••• wirehouse currentsince Mar 15, 2019 · Greenville, Sc
- U•• F•••••••• S••••••• I••• wirehouseMar 1, 2012 to Mar 26, 2019 · Greenville, Sc
- S•••• • S••••••••• L•• formerMar 9, 2010 to Mar 20, 2012 · Anderson, Sc
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Mar 26, 2019, registered Mar 15, 2019 (-11 days) · Wirehouse to wirehouse · moved with a team
- S•••• • S••••••••• L•• to U•• F•••••••• S••••••• I•••left Mar 20, 2012, registered Mar 1, 2012 (-19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address