DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lawrence Andrew Salberg
Feed of 09/14/2026
Also filed as Lawrence Salberg
At current firm
6 y
since Mar 2, 2020
In the industry
16 y
since Mar 17, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Mar 2, 2020 · Atlanta, Ga
- LPL Financial LLC BD affiliatedApr 27, 2015 to Mar 10, 2020 · Johns Creek, Ga
- Innovation Partners LLC independent RIAApr 14, 2014 to Apr 16, 2015 · Decatur, Ga
- Wells Fargo Advisors wirehouseMar 18, 2010 to Feb 7, 2014 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Ameriprise Financial Services, LLCleft Mar 10, 2020, registered Mar 2, 2020 (-8 days) · Affiliated broker-dealer or bank to another
- Innovation Partners LLC to LPL Financial LLCleft Apr 16, 2015, registered Apr 27, 2015 (11 days) · Other
- Wells Fargo Advisors to Innovation Partners LLCleft Feb 7, 2014, registered Apr 14, 2014 (66 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address