R•••••• E••••• L•••••••

• O•••• I••••••••• I••• BD affiliated current
  since Nov 20, 2019 · South Windsor, Ct
• K•• I••••••••• S••••••• L•• BD affiliated
  Sep 21, 2016 to May 30, 2019 · Brooklyn, Oh
• L•• F•••••••• L•• BD affiliated
  Jul 23, 2014 to Sep 21, 2016 · Orange, Ct

• K•• I••••••••• S••••••• L•• to O•••• I••••••••• I•••
  left May 30, 2019, registered Nov 20, 2019 (174 days) · Affiliated broker-dealer or bank to another
• L•• F•••••••• L•• to K•• I••••••••• S••••••• L••
  left Sep 21, 2016, registered Sep 21, 2016 (0 days) · Other · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

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