RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• P•••••• M•••••
- M••••• A•••• M••••••••• L•• state registered currentsince Jul 14, 2026 · Henderson, Nv
- R•••••• A•••• M••••••••• L•• state registered currentsince Mar 30, 2023 · Henderson, Nv
- C•••••• I••••••••• C•••••• independent RIAJul 18, 2025 to Jan 28, 2026 · Irvine, Ca
- A••••• A••••••• L•• unclassifiedMar 23, 2017 to Jul 30, 2023 · Laguna Hills, Ca
- A••••• A••••••• L•• unclassifiedAug 13, 2015 to Feb 22, 2018 · Laguna Hills, Ca
- D••••• G••••• I••• unclassifiedDec 2, 2011 to Jan 13, 2016 · Aliso Viejo, Ca
- C•••••• I••••••••• C•••••• to M••••• A•••• M••••••••• L••left Jan 28, 2026, registered Jul 14, 2026 (167 days) · RIA to a state-registered adviser
- A••••• A••••••• L•• to R•••••• A•••• M••••••••• L••left Jul 30, 2023, registered Mar 30, 2023 (-122 days) · Other
- A••••• A••••••• L•• to A••••• A••••••• L••left Feb 22, 2018, registered Mar 23, 2017 (-336 days) · Other
- D••••• G••••• I••• to A••••• A••••••• L••left Jan 13, 2016, registered Aug 13, 2015 (-153 days) · Other
- J•••• P•••••• M••••• left C•••••• I••••••••• C•••••• for M••••• A•••• M••••••••• L•• (registered 2026-07-14)Jan 28, 2026 · Advisor changed firm · fact
- J•••• P•••••• M••••• left A••••• A••••••• L•• for R•••••• A•••• M••••••••• L•• (registered 2023-03-30)Jul 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address