RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• H••••• R••••
- W••••••••• R••••••••• A••••••• institutional currentsince Nov 29, 2023 · Aliso Viejo, Ca
- D•••••••• W••••• A•••••••• L•• formerApr 21, 2017 to Sep 30, 2024 · South Jordan, Ut
- M••••• S•••••• wirehouseApr 9, 2012 to Apr 24, 2017 · Holladay, Ut
- D•••••••• W••••• A•••••••• L•• to W••••••••• R••••••••• A•••••••left Sep 30, 2024, registered Nov 29, 2023 (-306 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• to D•••••••• W••••• A•••••••• L••left Apr 24, 2017, registered Apr 21, 2017 (-3 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address