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Registered advisor
M••• J•••• S••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M••• S••••••••
At current firm
1 y
since Apr 4, 2025
In the industry
16 y
since Jan 1, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Apr 4, 2025 · Chicago, Il
- B• R•••• W••••• A•••••••• I••• BD affiliatedAug 25, 2022 to Apr 8, 2025 · Chicago, Il
- B• R•••• W••••• M••••••••• formerDec 11, 2020 to Dec 31, 2022 · Chicago, Il
- R•••••• J•••• • A••••••••• I••• national BDNov 29, 2017 to Dec 15, 2020 · Chicago, Il
- W•••••• • R••• formerApr 16, 2010 to Dec 4, 2017 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- B• R•••• W••••• A•••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Apr 8, 2025, registered Apr 4, 2025 (-4 days) · corporate re-registration, not a move
- B• R•••• W••••• M••••••••• to B• R•••• W••••• A•••••••• I•••left Dec 31, 2022, registered Aug 25, 2022 (-128 days) · corporate re-registration, not a move
- R•••••• J•••• • A••••••••• I••• to B• R•••• W••••• M•••••••••left Dec 15, 2020, registered Dec 11, 2020 (-4 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to R•••••• J•••• • A••••••••• I•••left Dec 4, 2017, registered Nov 29, 2017 (-5 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address