DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Claudio M Gambin
At current firm
2 y
since Sep 12, 2024
In the industry
16 y
since Dec 1, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Gfg Solutions independent RIA currentsince Sep 12, 2024 · Orlando, Fl
- Gfg Solutions formerJan 5, 2024 to Feb 15, 2025 · Orlando, Fl
- MML Investors Services, LLC BD affiliatedApr 22, 2020 to Jan 12, 2024 · Orlando, Fl
- Northwestern Mutual Investment Services,LLC no RAUMDec 9, 2013 to Nov 25, 2019 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- Gfg Solutions to Gfg Solutionsleft Feb 15, 2025, registered Sep 12, 2024 (-156 days) · channel change inside one enterprise, not a move · moved with a team
- MML Investors Services, LLC to Gfg Solutionsleft Jan 12, 2024, registered Jan 5, 2024 (-7 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Northwestern Mutual Investment Services,LLC to MML Investors Services, LLCleft Nov 25, 2019, registered Apr 22, 2020 (149 days) · Other
Signals
- Claudio M Gambin Neto left Mml Investors Services, Llc for Gfg Solutions (registered 2024-01-05)Jan 12, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address