DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

G•• S••••••••

Former SEC-registered adviserOrlando, FloridaCRD 328988SEC 801-129145websiteIAPD
Legal name G• G•••• V•••••••• L••
Latest filing Nov 29, 2024
First filing on the tape Nov 1, 2023 · 9 filings
SEC status approved since Dec 1, 2023
RAUM
$151M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
89%
$134M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$151M as of Nov 29, 2024
Nov 1, 2023$0 then
HNW client RAUM$92.8M as of Nov 29, 2024
Nov 1, 2023$0 then
State-registered IARs (5.B.3)6 as of Nov 29, 2024
Nov 1, 20236 then
Employees (5.A)6 as of Nov 29, 2024
Nov 1, 20236 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Nov 29, 2024; every figure names its basis
RAUM per advisor
$25.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
35derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.6MderivedHNW RAUM over HNW clients
Average account
$352,319derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, otherreportedItem 5.G
Wrap fee program
$151MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$92.8M61%
  • Individuals$41.6M28%
  • Corporations and businesses$16.8M11%
Individual clients
183reported
HNW clients
26reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
429reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • G••••• N•••• C••••••• M• · Chief Executive Officer / President / Managing Membercontrol
    since 11/2023 · owns 75% or more
  • H•••• G••••• H••••• · Chief Compliance Officercontrol
    since 11/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list G•• S•••••••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Orlando, Fl · principal000
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 0 to 429
    Jan 2, 2024 to Mar 26, 2024
  • Corporate clients · 0 to 17
    Jan 2, 2024 to Mar 26, 2024
  • HNW clients · 0 to 26
    Jan 2, 2024 to Mar 26, 2024
  • Individual clients · 0 to 183
    Jan 2, 2024 to Mar 26, 2024
  • Discretionary RAUM · $0 to $151M
    Jan 2, 2024 to Mar 26, 2024
  • HNW RAUM · $0 to $92.8M
    Jan 2, 2024 to Mar 26, 2024
  • Individual RAUM · $0 to $41.6M
    Jan 2, 2024 to Mar 26, 2024
  • RAUM · $0 to $151M
    Jan 2, 2024 to Mar 26, 2024
  • Legal name · G••••• F•••••••• G•••• to G• G•••• V•••••••• L••
    Nov 1, 2023 to Dec 13, 2023
  • Business name · G••••• F•••••••• G•••• to G•• S••••••••
    Nov 1, 2023 to Nov 1, 2023
Signals
7 dated events
  • G•• S•••••••• no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $151.1M)
    Mar 6, 2025 · Left the SEC roster · derived
  • G•• S••••••••'s advisors moved to G•• S•••••••• (Orlando, FL): 5 of 5 registered, on the same day
    Feb 15, 2025 · Firm absorbed (people side) · derived
  • R•••• Z••••• D••• I•• left G•• S•••••••• for R•••••••• A•••• M••••••••• (registered 2025-05-09)
    Sep 12, 2024 · Advisor changed firm · fact
  • R••••• J•••• C••••• left G•• S•••••••• for B•••••••• C•••••• G•••• L•• (registered 2025-01-01)
    Jul 24, 2024 · Advisor changed firm · fact
  • Bernadette Marie G••••• (Chief Executive Officer) no longer on Schedule A of G•• S•••••••• (listed 2024-03-26, absent 2024-04-03)
    Apr 3, 2024 · Control person left · inference
  • 4 advisors left M•• I•••••••• S•••••••• L•• (Orlando, FL) for G•• S•••••••• within 12 days
    Dec 31, 2023 · Team lift-out · derived
  • G••••• F•••••••• G•••• filed its initial SEC registration (Form ADV)
    Nov 1, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026