DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• P••• C••••

P••• S••• W••••• M•••••••••state registeredCorona, CaIA-onlyIAPD 5752955

Feed of 09/14/2026

Also filed as B•••• P••• C••••

At current firm

1 y

since Jan 28, 2025

In the industry

14 y

since Dec 8, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••• S••• W••••• M••••••••• state registered current
since Jan 28, 2025 · Corona, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
May 6, 2024 to Nov 15, 2024 · El Segundo, Ca
P•••••• F•••••••• F•••••• unclassified
Apr 14, 2022 to May 23, 2024 · Corona, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Apr 23, 2019 to Apr 3, 2020 · Norco, Ca
E••••• J•••• national BD
Feb 15, 2019 to Apr 18, 2019 · Chino, Ca
P•••• S••••••••• L•• no RAUM
May 18, 2018 to Feb 11, 2019 · San Diego, Ca
J••••• D••••• I••••••••• unclassified
Dec 8, 2011 to Dec 10, 2012 · Corona, Ca

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to P••• S••• W••••• M•••••••••
left Nov 15, 2024, registered Jan 28, 2025 (74 days) · Affiliated broker-dealer or bank to a state-registered adviser
P•••••• F•••••••• F•••••• to A••••••••• F•••••••• S•••••••• L••
left May 23, 2024, registered May 6, 2024 (-17 days) · Other
C•••••••• G••••• M•••••• I••• to P•••••• F•••••••• F••••••
left Apr 3, 2020, registered Apr 14, 2022 (741 days) · Other
E••••• J•••• to C•••••••• G••••• M•••••• I•••
left Apr 18, 2019, registered Apr 23, 2019 (5 days) · Affiliated broker-dealer or bank to another
P•••• S••••••••• L•• to E••••• J••••
left Feb 11, 2019, registered Feb 15, 2019 (4 days) · Affiliated broker-dealer or bank to another
J••••• D••••• I••••••••• to P•••• S••••••••• L••
left Dec 10, 2012, registered May 18, 2018 (1985 days) · Other

Signals

B•••• P••• C•••• left A••••••••• F•••••••• S•••••••• L•• for P••• S••• W••••• M••••••••• (registered 2025-01-28)
Nov 15, 2024 · Advisor changed firm · fact
B•••• P••• C•••• left P•••••• F•••••••• F•••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-05-06)
May 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address