RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• L• R•••
- B•••• A•••• M••••••••• asset manager currentsince Apr 5, 2019 · Jefferson City, Mo
- C••••••••• S••••••••• L•• BD affiliatedSep 30, 2011 to Dec 31, 2018 · Overland Park, Ks
- I••••••••• A••••••• C••• formerMar 15, 2010 to Oct 3, 2011 · Jefferson City, Mo
- C••••••••• S••••••••• L•• to B•••• A•••• M•••••••••left Dec 31, 2018, registered Apr 5, 2019 (95 days) · Other
- I••••••••• A••••••• C••• to C••••••••• S••••••••• L••left Oct 3, 2011, registered Sep 30, 2011 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address