RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••• G••••••••
- B•• P•••••••• I••• BD affiliated currentsince Dec 5, 2025 · Cedar Rapids, Ia
- M•••••• S••••••••• A•••• M••••••••• L•• formerMar 13, 2017 to Dec 5, 2025 · Epping, Nh
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerNov 12, 2012 to Sep 21, 2015 · Epping, Nh
- E••••• J•••• national BDMar 22, 2010 to Nov 1, 2012 · Atkinson, Nh
- M•••••• S••••••••• A•••• M••••••••• L•• to B•• P•••••••• I•••left Dec 5, 2025, registered Dec 5, 2025 (0 days) · corporate re-registration, not a move
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to M•••••• S••••••••• A•••• M••••••••• L••left Sep 21, 2015, registered Mar 13, 2017 (539 days) · Other
- E••••• J•••• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left Nov 1, 2012, registered Nov 12, 2012 (11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address