RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• C•••• C••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 23, 2026 · San Antonio, Tx
- T••• F•••••••• independent RIANov 9, 2022 to Feb 29, 2024 · San Antonio, Tx
- E•••••• F•••••••• E•••••• independent RIAMar 3, 2021 to Aug 12, 2022 · San Antonio, Tx
- S••••••••• A•••••• A•••••••• I••• formerMar 1, 2017 to Feb 22, 2021 · La Vista, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 11, 2010 to Dec 23, 2016 · Omaha, Ne
- T• A••••••••• I••• formerMay 11, 2010 to Dec 23, 2016 · Omaha, Ne
- T••• F•••••••• to A••••••••• F•••••••• S•••••••• L••left Feb 29, 2024, registered Jun 23, 2026 (845 days) · RIA to affiliated broker-dealer or bank
- E•••••• F•••••••• E•••••• to T••• F••••••••left Aug 12, 2022, registered Nov 9, 2022 (89 days) · RIA to RIA
- S••••••••• A•••••• A•••••••• I••• to E•••••• F•••••••• E••••••left Feb 22, 2021, registered Mar 3, 2021 (9 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 23, 2016, registered May 11, 2010 (-2418 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 23, 2016, registered May 11, 2010 (-2418 days) · Other
- Michael Clyde Corales left Tlwm Financial for Ameriprise Financial Services, Llc (registered 2026-06-23)Feb 29, 2024 · Advisor changed firm · fact
- Michael Clyde Corales left Edelman Financial Engines for Tlwm Financial (registered 2022-11-09)Aug 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address