DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Carter Lachney
Feed of 09/14/2026
Also filed as Carter Lachney
At current firm
8 y
since Jan 19, 2018
In the industry
16 y
since May 21, 2010 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Jan 19, 2018 · Tuscaloosa, Al
- LPL Financial LLC BD affiliatedFeb 9, 2015 to Jan 24, 2018 · North Birmingham, Al
- Valic Financial Advisors, Inc. BD affiliatedFeb 14, 2014 to Feb 5, 2015 · Birmingham, Al
- Raymond James & Associates, Inc. national BDFeb 13, 2013 to Jan 27, 2014 · Birmingham, Al
- Morgan Keegan & Company, LLC formerJan 11, 2011 to Feb 13, 2013 · Birmingham, Al
- Sterne Agee Asset Management, Inc. formerJun 1, 2010 to Oct 13, 2010 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Ameriprise Financial Services, LLCleft Jan 24, 2018, registered Jan 19, 2018 (-5 days) · RIA to affiliated broker-dealer or bank
- Valic Financial Advisors, Inc. to LPL Financial LLCleft Feb 5, 2015, registered Feb 9, 2015 (4 days) · Other
- Raymond James & Associates, Inc. to Valic Financial Advisors, Inc.left Jan 27, 2014, registered Feb 14, 2014 (18 days) · Other
- Morgan Keegan & Company, LLC to Raymond James & Associates, Inc.left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- Sterne Agee Asset Management, Inc. to Morgan Keegan & Company, LLCleft Oct 13, 2010, registered Jan 11, 2011 (90 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address