DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Kraft Asset Management, LLC

Former SEC-registered adviserNashville, TennesseeCRD 119139SEC 801-66686websiteIAPD
Latest filing Aug 1, 2025
First filing on the tape Dec 12, 2011 · 34 filings
SEC status approved since May 4, 2006
RAUM
$454M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$441M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$454M as of Aug 1, 2025
Jan 26, 2012$163M then
HNW client RAUM$410M as of Aug 1, 2025
Jan 29, 2018$295M then
State-registered IARs (5.B.3)1 as of Aug 1, 2025
Jan 26, 20120 then
Employees (5.A)2 as of Aug 1, 2025
Jan 28, 20139 then
Private funds: no history
RAUM +13% over the last fiscal year+1.6% a year over threeIARs 6 to 1
Practice profile
derived from the filing of Aug 1, 2025; every figure names its basis
RAUM per advisor
$454MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
225derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.3MderivedHNW RAUM over HNW clients
Average account
$771,516derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-1.3%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Custody
$109M, 82 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$410M90%
  • Individuals$31.1M6.9%
  • Pension and profit-sharing plans$6.3M1.4%
  • Corporations and businesses$5.2M1.1%
  • Charitable organizations$1.4M0.3%
Individual clients
101reported
HNW clients
124reported
Pension plan clients
2reported
Charitable clients
3reported
Accounts
588reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$109M for 82 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Lamon Vic Alexander · Secretarycontrol
      since 12/2001 · owns less than 5%
    • Patterson Stephen High · Presidentcontrol
      since 12/2001 · owns less than 5%
    • Ann Cortney Cost · Chief Compliance Officer
      since 11/2017 · owns less than 5%
    Entity owners
    • Kraftcpas, Pllc · Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Kraft Financial Services, LLC
      real estatey
    • Kraftcpas Pllc
      insurancey
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Nashville, Tn · principal000
    Offices
    Schedule D 1.F, the 25 largest
    • Columbia, TN1 employees
    • Lebanon, TN1 employees
    What changed
    consecutive filings, newest first
    • Employees · 7 to 2
      Jan 29, 2025 to Aug 1, 2025
    • Advisory employees · 6 to 1
      Jan 29, 2025 to Aug 1, 2025
    • State-registered IARs · 6 to 1
      Jan 29, 2025 to Aug 1, 2025
    • Accounts · 594 to 588
      Jan 26, 2024 to Jan 29, 2025
    • Charity clients · 2 to 3
      Jan 26, 2024 to Jan 29, 2025
    • HNW clients · 123 to 124
      Jan 26, 2024 to Jan 29, 2025
    • Individual clients · 105 to 101
      Jan 26, 2024 to Jan 29, 2025
    • Assets in custody · $87.9M to $109M
      Jan 26, 2024 to Jan 29, 2025
    • Employees · 6 to 7
      Jan 26, 2024 to Jan 29, 2025
    • Financial planning clients · 1-10 to 1-10
      Jan 26, 2024 to Jan 29, 2025
    • Discretionary RAUM · $400M to $454M
      Jan 26, 2024 to Jan 29, 2025
    • HNW RAUM · $364M to $410M
      Jan 26, 2024 to Jan 29, 2025
    • Individual RAUM · $26.6M to $31.1M
      Jan 26, 2024 to Jan 29, 2025
    • Pension RAUM · $4.9M to $6.3M
      Jan 26, 2024 to Jan 29, 2025
    • RAUM · $400M to $454M
      Jan 26, 2024 to Jan 29, 2025
    • Accounts · 588 to 594
      Dec 18, 2023 to Jan 26, 2024
    • Advisory employees · 7 to 6
      Dec 18, 2023 to Jan 26, 2024
    • BD registered reps · 2 to 0
      Dec 18, 2023 to Jan 26, 2024
    • Charity clients · 4 to 2
      Dec 18, 2023 to Jan 26, 2024
    • HNW clients · 119 to 123
      Dec 18, 2023 to Jan 26, 2024
    • Individual clients · 116 to 105
      Dec 18, 2023 to Jan 26, 2024
    • Assets in custody · $122M to $87.9M
      Dec 18, 2023 to Jan 26, 2024
    • Employees · 7 to 6
      Dec 18, 2023 to Jan 26, 2024
    • State-registered IARs · 7 to 6
      Dec 18, 2023 to Jan 26, 2024
    • Discretionary RAUM · $424M to $400M
      Dec 18, 2023 to Jan 26, 2024
    • HNW RAUM · $383M to $364M
      Dec 18, 2023 to Jan 26, 2024
    • Individual RAUM · $29.4M to $26.6M
      Dec 18, 2023 to Jan 26, 2024
    • Pension RAUM · $4.7M to $4.9M
      Dec 18, 2023 to Jan 26, 2024
    • RAUM · $424M to $400M
      Dec 18, 2023 to Jan 26, 2024
    • Related broker-dealer · true to false
      Dec 18, 2023 to Jan 26, 2024
    • Accounts · 565 to 588
      Jan 28, 2022 to Jan 27, 2023
    • HNW clients · 111 to 119
      Jan 28, 2022 to Jan 27, 2023
    • Individual clients · 115 to 116
      Jan 28, 2022 to Jan 27, 2023
    • Assets in custody · $104M to $122M
      Jan 28, 2022 to Jan 27, 2023
    • Financial planning clients · 0 to 1-10
      Jan 28, 2022 to Jan 27, 2023
    • State-registered IARs · 6 to 7
      Jan 28, 2022 to Jan 27, 2023
    • Discretionary RAUM · $433M to $424M
      Jan 28, 2022 to Jan 27, 2023
    • HNW RAUM · $388M to $383M
      Jan 28, 2022 to Jan 27, 2023
    • Individual RAUM · $31.7M to $29.4M
      Jan 28, 2022 to Jan 27, 2023
    • Pension RAUM · $5.1M to $4.7M
      Jan 28, 2022 to Jan 27, 2023
    Signals
    10 dated events
    • Kraft Asset Management, Llc no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $453.7M)
      Dec 20, 2025 · Left the SEC roster · derived
    • Kelsey Ann Kennedy left Kraft Asset Management, Llc for Baker Tilly Wealth Management, Llc (registered 2025-08-01)
      Aug 1, 2025 · Advisor changed firm · fact
    • Stephen Patterson High left Kraft Asset Management, Llc for Insight Strategic Wealth Llc (registered 2025-08-01)
      Aug 1, 2025 · Advisor changed firm · fact
    • Cortney Ann Cost left Kraft Asset Management, Llc for Baker Tilly Wealth Management, Llc (registered 2025-08-07)
      Aug 1, 2025 · Advisor changed firm · fact
    • Deana Hyde left Kraft Asset Management, Llc for Insight Strategic Wealth Llc (registered 2025-08-12)
      Aug 1, 2025 · Advisor changed firm · fact
    • 2 advisors left Kraft Asset Management, LLC (Nashville, TN) for Baker Tilly Wealth Management, LLC on the same day
      Aug 1, 2025 · Team lift-out · derived
    • 2 advisors left Kraft Asset Management, LLC (Nashville, TN) for Insight Strategic Wealth LLC on the same day
      Aug 1, 2025 · Team lift-out · derived
    • William Henry Braddy left Kraft Asset Management, Llc for Parkwoods Wealth Partners, Llc (registered 2025-01-08)
      Dec 17, 2024 · Advisor changed firm · fact
    • Bethany Lynn Todzia left Kraft Asset Management, Llc for Avantax Advisory Services (registered 2024-01-04)
      Dec 11, 2023 · Advisor changed firm · fact
    • Sarah Ann Terrell left Kraft Asset Management, Llc for Luken Investment Analytics, Llc (registered 2024-01-17)
      Dec 11, 2023 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026