RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• J••• H•••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 20, 2019 · Parlin, Nj
- P••• I••••••••• L•• asset managerAug 10, 2012 to Jul 2, 2019 · Newark, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 9, 2011 to Jul 30, 2012 · Pennington, Nj
- P••• I••••••••• L•• to J••• M••••• S••••••••• L••left Jul 2, 2019, registered Jun 20, 2019 (-12 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••• I••••••••• L••left Jul 30, 2012, registered Aug 10, 2012 (11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address