RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• H•••• U••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 19, 2015 · Los Angeles, Ca
- B••••••• I••••••••• S•••••••• I••• ••••• formerFeb 12, 2015 to Jun 9, 2015 · Chino, Ca
- J••• M••••• S••••••••• L•• wirehouseFeb 27, 2014 to Feb 11, 2015 · Huntington Park, Ca
- B••••••• I••••••••• S•••••••• I••• ••••• to J••• M••••• S••••••••• L••left Jun 9, 2015, registered Jun 19, 2015 (10 days) · Other
- J••• M••••• S••••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left Feb 11, 2015, registered Feb 12, 2015 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address