DFX Intelligence
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Registered advisor
D••••• J• M••••••
Feed of 09/14/2026
Also filed as M•••••• J• D•••••
At current firm
8 y
since Dec 6, 2017
In the industry
16 y
since Apr 2, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K•• I••••••••• S••••••• L•• BD affiliated currentsince Dec 6, 2017 · Brooklyn, Oh
- L•• F•••••••• L•• BD affiliatedApr 20, 2011 to Sep 21, 2016 · Erie, Pa
- E•••••••• A•••••••• L•• national BDApr 5, 2010 to Mar 21, 2011 · Erie, Pa
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to K•• I••••••••• S••••••• L••left Sep 21, 2016, registered Dec 6, 2017 (441 days) · Other · moved with a team
- E•••••••• A•••••••• L•• to L•• F•••••••• L••left Mar 21, 2011, registered Apr 20, 2011 (30 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address