RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••••• F•• M•••••
- G••• A•• L••••••• F•••••••• P••••••• state registered currentsince Feb 10, 2020 · Brighton, Mi
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 27, 2019 to Jun 5, 2019 · Ann Arbor, Mi
- P•• W••••• M••••••••• BD affiliatedFeb 27, 2018 to Jan 8, 2019 · Howell, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 29, 2017 to Feb 7, 2018 · Farmington Hills, Mi
- M•• I•••••••• S•••••••• L•• to G••• A•• L••••••• F•••••••• P•••••••left Jun 5, 2019, registered Feb 10, 2020 (250 days) · Affiliated broker-dealer or bank to a state-registered adviser
- P•• W••••• M••••••••• to M•• I•••••••• S•••••••• L••left Jan 8, 2019, registered Feb 27, 2019 (50 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Feb 7, 2018, registered Feb 27, 2018 (20 days) · Wirehouse to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address