DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• A•••••••• S••••

M•••••• W••••• M••••••••• L•independent RIAWashington, DcIA-onlyIAPD 5758883

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jay Smith

At current firm

0 y

since Dec 18, 2025

In the industry

15 y

since Nov 11, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Wealth Advisorreportedmissionwealth.comfirm site, Sep 15, 2026
Designations: CFPreportedmissionwealth.comas printed on the bio page, Sep 16, 2026
Professional profile: missionwealth.com/team/jay-smithreportedmissionwealth.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

M•••••• W••••• M••••••••• L• independent RIA current
since Dec 18, 2025 · Washington, Dc
L•• F•••••••• L•• BD affiliated
Apr 9, 2020 to Oct 29, 2025 · Arlington, Va
C••••••• W••••• M••••••••• I••• former
Mar 21, 2019 to Feb 28, 2020 · Alexandria, Va
R•• C•••••• M••••••• L•• national BD
Jul 9, 2015 to Sep 10, 2015 · Easton, Md
R••••• W• B•••• • C•• I••••••••• mixed wealth
Apr 20, 2015 to May 19, 2015 · Reston, Va
R•• C•••••• M••••••• L•• national BD
Nov 15, 2010 to May 15, 2015 · Chevy Chase, Md

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to M•••••• W••••• M••••••••• L•
left Oct 29, 2025, registered Dec 18, 2025 (50 days) · Affiliated broker-dealer or bank to independent RIA
C••••••• W••••• M••••••••• I••• to L•• F•••••••• L••
left Feb 28, 2020, registered Apr 9, 2020 (41 days) · RIA to affiliated broker-dealer or bank
R•• C•••••• M••••••• L•• to C••••••• W••••• M••••••••• I•••
left Sep 10, 2015, registered Mar 21, 2019 (1288 days) · Affiliated broker-dealer or bank to independent RIA
R••••• W• B•••• • C•• I••••••••• to R•• C•••••• M••••••• L••
left May 19, 2015, registered Jul 9, 2015 (51 days) · Other
R•• C•••••• M••••••• L•• to R••••• W• B•••• • C•• I•••••••••
left May 15, 2015, registered Apr 20, 2015 (-25 days) · Other

Signals

J•••• A•••••••• S•••• left L•• F•••••••• L•• for M•••••• W••••• M••••••••• L• (registered 2025-12-18)
Oct 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address