DFX Intelligence
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Registered advisor
T•••• D••••• R•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since Mar 2, 2017
In the industry
14 y
since Mar 2, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••••••• F•••••••• P•••••••• L•• state registered currentsince Mar 2, 2017 · Hoover, Al
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 19, 2013 to Jan 18, 2017 · Hoover, Al
- C••••••••• F•••••••• A•••••••• L•• unclassifiedJul 20, 2012 to Oct 20, 2015 · Birmingham, Al
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAJul 2, 2012 to Jul 20, 2012 · Hoover, Al
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to P••••••• F•••••••• P•••••••• L••left Jan 18, 2017, registered Mar 2, 2017 (43 days) · Other
- C••••••••• F•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 20, 2015, registered Nov 19, 2013 (-700 days) · Other
- M••••• O• O•••• I••••••• S•••••••• I••• to C••••••••• F•••••••• A•••••••• L••left Jul 20, 2012, registered Jul 20, 2012 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address