DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joel Carlton Berg
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Oct 25, 2023
In the industry
16 y
since Sep 1, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Robert W. Baird & Co. Incorporated mixed wealth currentsince Oct 25, 2023 · Dallas, Tx
- Carter Advisory Services, Inc state registeredMar 20, 2015 to Oct 24, 2023 · Dallas, Tx
- Raymond James Financial Services Advisors, Inc BD affiliatedSep 22, 2010 to Oct 26, 2023 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Carter Advisory Services, Incleft Oct 26, 2023, registered Mar 20, 2015 (-3142 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Carter Advisory Services, Inc to Robert W. Baird & Co. Incorporatedleft Oct 24, 2023, registered Oct 25, 2023 (1 days) · Other
Signals
- Joel Carlton Berg left Raymond James Financial Services Advisors, Inc for Carter Advisory Services, Inc (registered 2015-03-20)Oct 26, 2023 · Advisor changed firm · fact
- Joel Carlton Berg left Carter Advisory Services, Inc for Robert W. Baird & Co. Incorporated (registered 2023-10-25)Oct 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address