RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• A••••• A•••••••
- A••••• F•••••••• P•••••••• I••• independent RIA currentsince Jul 17, 2020 · Downers Grove, Il
- L••••• F•••••••• G••••• L•• BD affiliatedFeb 21, 2014 to Aug 6, 2020 · Saint Louis, Mo
- F•••• T•••• A••••••• L• asset managerJan 23, 2012 to Jan 2, 2014 · Wheaton, Il
- L••••• F•••••••• G••••• L•• to A••••• F•••••••• P•••••••• I•••left Aug 6, 2020, registered Jul 17, 2020 (-20 days) · RIA to RIA
- F•••• T•••• A••••••• L• to L••••• F•••••••• G••••• L••left Jan 2, 2014, registered Feb 21, 2014 (50 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address