DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• J• S••••••••

C•••••••• G••••• M•••••• I•••BD affiliatedMiami, Fldual registrantIAPD 5761135

Feed of 09/14/2026

Also filed as C•••••••• S•••••••• Quintana

At current firm

0 y

since Dec 4, 2025

In the industry

11 y

since Sep 25, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• M•••••• I••• BD affiliated current
since Dec 4, 2025 · Miami, Fl
A••••• C•••••• L•• independent RIA
Oct 16, 2018 to Mar 14, 2025 · Fort Lauderdale, Fl
M••••• S•••••• wirehouse
Jan 27, 2016 to Sep 25, 2018 · Miami, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 29, 2014 to Dec 1, 2015 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

A••••• C•••••• L•• to C•••••••• G••••• M•••••• I•••
left Mar 14, 2025, registered Dec 4, 2025 (265 days) · RIA to affiliated broker-dealer or bank
M••••• S•••••• to A••••• C•••••• L••
left Sep 25, 2018, registered Oct 16, 2018 (21 days) · Wirehouse to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Dec 1, 2015, registered Jan 27, 2016 (57 days) · Wirehouse to wirehouse · moved with a team

Signals

C•••••••• J• S•••••••• left A••••• C•••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2025-12-04)
Mar 14, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address