DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
E••• M•••••• M••••
Feed of 09/15/2026
Also filed as E••• M••••••••• M• M••••
At current firm
12 y
since Feb 14, 2014
In the industry
16 y
since Aug 23, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Feb 14, 2014 · Dallas, Tx
- O•••• F•• I••• formerJan 25, 2013 to Apr 18, 2013 · Addison, Tx
- W•••• F•••• A••••••• wirehouseSep 9, 2010 to Nov 15, 2012 · Frisco, Tx
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to M•• I•••••••• S•••••••• L••left Apr 18, 2013, registered Feb 14, 2014 (302 days) · Other
- W•••• F•••• A••••••• to O•••• F•• I•••left Nov 15, 2012, registered Jan 25, 2013 (71 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address