RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• C••• F•••••••
- P•••• C•••••• F•••••••• mixed wealth currentsince Dec 9, 2022 · Overland Park, Ks
- L•••••• W••••• A•••••••• L•• formerMar 11, 2014 to Dec 16, 2022 · Naples, Fl
- L•••••• W••••• A•••••••• L•• to P•••• C•••••• F••••••••left Dec 16, 2022, registered Dec 9, 2022 (-7 days) · RIA to RIA · moved with a team
- J••••••• C••• F••••••• left L•••••• W••••• A•••••••• L•• for P•••• C•••••• F•••••••• (registered 2022-12-09)Dec 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address