RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•• M•••••• G•••••••
- D••• C•• W••••• M••••••••• state registered currentsince Oct 3, 2025 · Marshfield, Ma
- G••••••• W••••• M••••••••• state registered currentsince Mar 16, 2022 · Marshfield, Ma
- L•• F•••••••• L•• BD affiliatedJan 26, 2015 to Nov 12, 2021 · Braintree, Ma
- S•••••••• A••••••• L•• national BDJun 17, 2013 to Jan 14, 2015 · Braintree, Ma
- L•• F•••••••• L•• to G••••••• W••••• M•••••••••left Nov 12, 2021, registered Mar 16, 2022 (124 days) · Affiliated broker-dealer or bank to a state-registered adviser
- S•••••••• A••••••• L•• to L•• F•••••••• L••left Jan 14, 2015, registered Jan 26, 2015 (12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address