RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A•••••• P•••••••
- I•• G•••• independent RIA currentsince Jul 1, 2024 · Mechanicsburg, Pa
- L•• F•••••••• L•• BD affiliated currentsince Jun 28, 2019 · Mechanicsburg, Pa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 22, 2011 to Jul 5, 2019 · Harrisburg, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 26, 2010 to Aug 16, 2011 · York, Pa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Jul 5, 2019, registered Jun 28, 2019 (-7 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 16, 2011, registered Aug 22, 2011 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address