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Registered advisor
J•••• L•••••••• R•••••••
Feed of 09/15/2026
Also filed as Jim Rutledge
At current firm
4 y
since Aug 4, 2022
In the industry
16 y
since Jul 9, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Aug 4, 2022 · Sylvania, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 25, 2019 to Apr 18, 2022 · Toledo, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedMay 12, 2016 to Feb 26, 2019 · Toledo, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 11, 2015 to Apr 18, 2016 · Bloomfield Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Apr 18, 2022, registered Aug 4, 2022 (108 days) · Wirehouse to affiliated broker-dealer or bank
- H••••••••• F•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 26, 2019, registered Mar 25, 2019 (27 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••••••••• F•••••••• A•••••••left Apr 18, 2016, registered May 12, 2016 (24 days) · Other
Signals
- J•••• L•••••••• R••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••••• S••••• • C••• I••• (registered 2022-08-04)Apr 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address