RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• H••••• W•••
- H••••• • S••••• A••••••• S••••••• L•• other currentsince Oct 1, 2025 · Dewitt, Ny
- L••••• A•••••••• L•• formerJul 11, 2014 to Oct 11, 2018 · Syracuse, Ny
- M•• S••••••••• I••• unclassifiedAug 5, 2013 to May 8, 2014 · Syracuse, Ny
- L••••• A•••••••• L•• to H••••• • S••••• A••••••• S••••••• L••left Oct 11, 2018, registered Oct 1, 2025 (2547 days) · Other
- M•• S••••••••• I••• to L••••• A•••••••• L••left May 8, 2014, registered Jul 11, 2014 (64 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address