DFX Intelligence
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A••••• J• H•••••
Certified Financial Planner
As of · the IAPD feed; also filed as A••••• J• H••••••••• H•••••
- At current firm
- 1 y
- In the industry
- 16 y
- Prior registered firms
- 3
- Signals
- 2
since Mar 31, 2025
As of · the IAPD feed; also filed as A••••• J• H••••••••• H•••••
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• brokerage advisory currentsince Mar 31, 2025 · Salt Lake City, Ut
- F••••••• P••••••• A•• W•••••••• A••••••• brokerage advisoryApr 29, 2020 to Mar 31, 2025 · Salt Lake City, Ut
- A••••• A•• P••••••• S••••••• BD affiliatedSep 29, 2016 to Mar 10, 2020 · Salt Lake City, Ut
- J••• M••••• S••••••••• L•• wirehouseApr 25, 2014 to Sep 27, 2016 · Ogden, Ut
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Mar 10, 2020, registered Apr 29, 2020 (50 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left Sep 27, 2016, registered Sep 29, 2016 (2 days) · Other
Signals
- ••• LockedSep 15, 2026 · Advisor added a designation · fact
- ••• LockedSep 14, 2026 · New state registration · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Brokerage advisory programderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote