DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••••• D••••• T•••••••

C••• I••••••••• A••••••• S•••••••• L••institutionalCleveland, Oh IA-onlyIAPD 5775744

Feed of 09/15/2026

At current firm

0 y

since Mar 9, 2026

In the industry

16 y

since Jul 15, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• I••••••••• A••••••• S•••••••• L•• institutional current
since Mar 9, 2026 · Cleveland, Oh
O••••••••• institutional
Jan 30, 2025 to Jan 7, 2026 · Clayton, Mo
O••••••••• institutional
Jan 26, 2022 to Jan 28, 2025 · Clayton, Mo
H• C•••••• M••••••••• L•• former
Nov 17, 2021 to Jan 2, 2023 · Clayton, Mo
R••• J•••• C•••••• E••••••• M••••••••• I••• independent RIA
Feb 4, 2011 to Nov 15, 2021 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

O••••••••• to C••• I••••••••• A••••••• S•••••••• L••
left Jan 7, 2026, registered Mar 9, 2026 (61 days) · Other
H• C•••••• M••••••••• L•• to O•••••••••
left Jan 2, 2023, registered Jan 26, 2022 (-341 days) · Other · moved with a team
R••• J•••• C•••••• E••••••• M••••••••• I••• to H• C•••••• M••••••••• L••
left Nov 15, 2021, registered Nov 17, 2021 (2 days) · Other

Signals

D•••••• D••••• T••••••• left Onedigital for C••• I••••••••• A••••••• S•••••••• L•• (registered 2026-03-09)
Jan 7, 2026 · Advisor changed firm · fact
D•••••• D••••• T••••••• left H• C•••••• M••••••••• L•• for Onedigital (registered 2022-01-26)
Jan 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address