DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• E•••••• L••••

C••••••• F•••••••• P••••••• • I•••••••••state registeredHenderson, NyIA-onlyIAPD 5776654

Feed of 09/14/2026

Also filed as Jenny E••••••

At current firm

7 y

since Oct 25, 2018

In the industry

16 y

since May 28, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• F•••••••• P••••••• • I••••••••• state registered current
since Oct 25, 2018 · Henderson, Ny
O•••• W•••••• I••• BD affiliated
Jan 19, 2024 to Mar 19, 2024 · San Diego, Ca
G•••• M• F••••••• state registered
Oct 3, 2017 to Mar 1, 2018 · Carlsbad, Ca
W••••••• F•••••••• S•••••••• I••• former
Dec 1, 2016 to Jan 19, 2024 · San Diego, Ca
S••••••••• A•••••• A•••••••• I••• former
Sep 19, 2013 to Dec 1, 2016 · San Diego, Ca
E•••••••• A•••••••• L•• national BD
May 31, 2010 to Sep 25, 2013 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to no registered destination
left Mar 19, 2024 · Departure, no registered destination
W••••••• F•••••••• S•••••••• I••• to G•••• M• F•••••••
left Jan 19, 2024, registered Oct 3, 2017 (-2299 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
G•••• M• F••••••• to C••••••• F•••••••• P••••••• • I•••••••••
left Mar 1, 2018, registered Oct 25, 2018 (238 days) · Other
S••••••••• A•••••• A•••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Dec 1, 2016, registered Dec 1, 2016 (0 days) · Other · moved with a team
E•••••••• A•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Sep 25, 2013, registered Sep 19, 2013 (-6 days) · Other

Signals

J••••••• E•••••• L•••• no longer registered at O•••• W•••••• I•••; no later IA registration on IAPD
Mar 19, 2024 · Advisor departure · fact
J••••••• E•••••• L•••• left W••••••• F•••••••• S•••••••• I••• for G•••• M• F••••••• (registered 2017-10-03)
Jan 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address