DFX Intelligence
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Registered advisor
B•••• G•••••• F••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
5 y
since Nov 3, 2020
In the industry
16 y
since May 29, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Nov 3, 2020 · West Des Moines, Ia
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Nov 3, 2020 · West Des Moines, Ia
- M•• F•••••••• S•••••••• I••• formerJan 25, 2011 to Mar 25, 2017 · West Des Moines, Ia
- W•••• F•••• I••••••••• L•• unclassifiedJun 17, 2010 to Nov 3, 2010 · Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to P•••••••• S••••••••• I•••left Nov 3, 2020, registered Nov 3, 2020 (0 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- W•••• F•••• I••••••••• L•• to M•• F•••••••• S•••••••• I•••left Nov 3, 2010, registered Jan 25, 2011 (83 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address