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Registered advisor
S•••••• J••• F•••••
Feed of 09/14/2026
Also filed as S•••••• J F•••••
At current firm
7 y
since Oct 12, 2018
In the industry
16 y
since May 5, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 12, 2018 · Vancouver, Wa
- C••• F•••••••• S•••••••• L••• formerNov 18, 2015 to Oct 12, 2018 · Vancouver, Wa
- C••••• A•••••• N••••••• L•• formerAug 14, 2015 to Nov 18, 2015 · Vancouver, Wa
- M••••• S•••••• wirehouseMay 22, 2014 to Aug 25, 2015 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to M••••• S••••••left Oct 12, 2018, registered Oct 12, 2018 (0 days) · Affiliated broker-dealer or bank to wirehouse
- C••••• A•••••• N••••••• L•• to C••• F•••••••• S•••••••• L•••left Nov 18, 2015, registered Nov 18, 2015 (0 days) · Other · moved with a team
- M••••• S•••••• to C••••• A•••••• N••••••• L••left Aug 25, 2015, registered Aug 14, 2015 (-11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address