RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• M• E••••
- P••••• • S•••••••• I••• independent RIA currentsince Nov 13, 2019 · Cambridge, Ma
- T•• F•••••••• M••••••••• I•• independent RIAMar 10, 2014 to Jun 29, 2018 · Boston, Ma
- M••••• W••••• M••••••••• L•• independent RIAJan 6, 2011 to Apr 25, 2011 · Westwood, Nj
- B••• B•• F•••••••• G••••• I••• unclassifiedApr 23, 2010 to Dec 31, 2010 · Boston, Ma
- T•• F•••••••• M••••••••• I•• to P••••• • S•••••••• I•••left Jun 29, 2018, registered Nov 13, 2019 (502 days) · RIA to RIA
- M••••• W••••• M••••••••• L•• to T•• F•••••••• M••••••••• I••left Apr 25, 2011, registered Mar 10, 2014 (1050 days) · Other
- B••• B•• F•••••••• G••••• I••• to M••••• W••••• M••••••••• L••left Dec 31, 2010, registered Jan 6, 2011 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address